Swap Data Repositories

Swap Data Repositories: Forms and Submissions

This page contains forms and other documents related to Swap Data Repositories (SDRs). These new entities were created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) to provide a central facility for swap data reporting and recordkeeping. The Dodd-Frank Act amended the Commodity Exchange Act (CEA) to establish registration requirements and core duties and responsibilities for SDRs. More information about SDRs is available in the Industry Oversight section.

Submission

Forms

Rules

Instructions & Remarks

Application for Registration as a Swap Data Repository

Form SDR (PDF)

Part 49.3

 

Amendments to Registration

Form SDR (PDF)

Part 49.3

 

Rules – New and Amended

-- 40.5(a) Approval,

-- 40.6(a) Certification,

-- 40.6(d) Weekly Notification of Amendments

Submission Cover Sheet (PDF)

Part 40

Rules and Rule Amendments