Designated Contract Markets

Designated Contract Markets: Forms and Submissions

This page contains forms and other documents related to Designated Contract Markets (DCMs) operating under the regulatory oversight of the CFTC, pursuant to Section 5 of the Commodity Exchange Act (CEA). Learn more about DCMs and other trading organizations in the Industry Oversight section.

Submission

Forms

Rules

Instructions & Remarks

Application for Designation as a Contract Market

Form DCM (CEA)

Technology Questionnaire (PDF)

Part 38.3

Application for Designation Instructions

Amendments to Designation

Form DCM (CEA)

Part 38.3

Application for Designation Instructions

Rules – New and Amended

-- 40.5(a) Approval

-- 40.6(a) Certification

-- 40.6(d) Weekly Notification of Amendments

Submission Cover Sheet (PDF)

Part 40

Rules and Rule Amendments

Products

-- 40.2(a) Certification,

-- 40.2(d) Certification Swaps Class,

-- 41.23(a) Certification Security Future,

-- 40.3(a) Approval,

-- 41.23(b) Approval Security Future

Submission Cover Sheet (PDF)

Part 40

Listing Procedures

Product Terms and Conditions – New and Amended

-- 40.4(b)(5) Amendments to Enumerated Agricultural Products - Non-Material,

-- 40.5(a) Approval,

-- 40.6(a) Certification,

-- 40.6(d) Weekly Notification of Amendments,

-- 41.24(a) Certification Security Futures Product,

-- 41.24(c) Rule Approval Security Futures Product

Submission Cover Sheet (PDF)

Part 40

Rules and Rule Amendments

Clearing Member Data

FTP Submission

Part 16

Large Trader Reporting Program

Trade Capture Report Data

FTP Submission

Part 16.02

Large Trader Reporting Program

Swaps Daily Price and Volume Activity Data Reporting

FTP Submission

Part 16.01

Part 16 Swaps Reporting Daily Price and Volume Activity – Interim Standard (PDF)

NFA Product Taxonomy v. 1.4 for Swaps Daily Price and Volume Activity Data Reporting

FTP Submission

Part 16.01

NFA Product Taxonomy v. 1.4 (XLS)